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Module 1: Introduction to Compliance and Financial Crime
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Understanding Compliance in Financial and Non-Financial Sectors
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Overview of AML & fraud risks in banking and real estate
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Global compliance landscape (FATF, Wolfsberg Group, Basel)
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Module 1: Test
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Module 2: AML Fundamentals
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What is Money Laundering? Stages of ML
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Laws and regulations (FATF, USA PATRIOT Act, EU Directives)
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Role of Central Banks and FIUs
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AML in real estate and non-banking sectors
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Module 2: Test
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Module 3: KYC, CDD & EDD Procedures
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Customer Identification Program (CIP)
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KYC documents and verification processes
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Risk-based approach
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Enhanced Due Diligence (EDD) for high-risk clients
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Real estate-specific due diligence
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Module 3: Test
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Module 4: Introduction to Fraud Examination (CFE Concepts)
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Types of fraud (occupational, financial statement, identity, mortgage)
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Red flags of fraud
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Fraud triangle theory
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Basic forensic accounting concepts
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Digital and cyber fraud in banking
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Module 4: Test
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Module 5: Investigating and Reporting Suspicious Activities
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How to identify and report suspicious activities (SARs)
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Internal reporting procedures
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STR filing process in UAE and GCC
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Case study: Real estate & bank STRs
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Module 5: Test
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Module 6: Compliance Tools, AI & Technology in AML/Fraud Detection
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AML and fraud detection software (Actimize, SAS, Oracle FCCM)
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Role of AI and automation in risk monitoring
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FinTech and RegTech overview
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Overview of transaction monitoring
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Module 6: Test
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Module 7: Compliance Ethics and Professional Integrity
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Ethics in compliance and risk management
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Role of Compliance Officer
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Conflicts of interest, whistleblower protection
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Corporate governance and reporting lines
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Module 7: Test
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Module 8: Final Assessment and Career Preparation
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Compliance case study group project
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CV review and mock interviews
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Career roles: AML Analyst, KYC Officer, Compliance Assistant, Fraud Risk Analyst
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Final exam (MCQs + Case-based Questions)
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Practice Tests:
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Practice Test 1
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Practice Test 2
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Practice Test 3
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Certification:
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Final Exam
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Launch your Graphy